Tag Archives: open government

Government as a Platform: a new way of thinking about digital transformation

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Multi-coloured blocks on the table, with a green dinosaur

By Steven McGinty

The term ‘Government as a Platform’ (GaaP) was coined by Tim O’Reilly, a technology entrepreneur and advocate.

The Government Digital Service (GDS), the body responsible for UK Government digital transformation, has started to introduce ‘platform thinking’ to government services. However, according to a survey carried out in February, three-quarters of civil servants hadn’t heard of or didn’t understand ‘Government as a Platform’. This may be concerning for government, whose efficiency programme greatly relies on successful digital transformation.

On the blog today, I’m going to reflect on the concept of ‘Government as a Platform’, as well as outlining its adoption in the UK.

The ‘gubbins’ of government

Mark Foden, an organisational change strategist, explains the platform-based view of government in a simple (and humorous) video.

In his view, government has traditionally been made up of independent departments, providing services such as benefits, pensions, and tax. These services use bespoke technology provided by large technology companies, over long contracts.

However, the platform based-view is different. He illustrates this by splitting a government department into three sections:

  • Levers and dials – the part of the service the user interacts with (e.g. websites and mobile apps)
  • ‘Gubbins’ – in simple terms, it’s the common capabilities (e.g. checking identity) and the bespoke services (e.g. calculating tax) that government services need to function
  • Machinery – the fundamentals of technology (e.g. mainframe computers, storage, and databases)

Foden explains that a key element to platform thinking is the ‘gubbins’ section. Advances in technology now make it possible to untangle these ‘gubbins’ government services, without affecting others. In practice, this means that common capabilities used by government, such as making payments or checking identity can be developed and used across departments. Websites can also be shared to create consistency across government digital services – a sort of ‘brand government’. This approach limits the number of bespoke services developed in ‘silos’ (or within departments).

Additionally, having this separation between common capabilities and bespoke services also presents opportunities to involve a greater number of suppliers.

Potentially, this approach could be worth £35 billion in savings across government.

Organising Government as a Platform

Mark Thompson, senior lecturer in information systems at Cambridge Judge Business School, suggests three principles to enable Government as a Platform to succeed:

  • gradually moving towards more common capabilities and reducing departmental bespoke services
  • developing common capabilities across the public sector must be a priority for digital transformation
  • optimising the relationship between common capabilities and bespoke services within government departments

The UK approach  

GDS

A widely used definition by the GDS is that digital government should include:

 “a common core infrastructure of shared digital systems, technology and processes on which it’s easy to build brilliant, user-centric government services.”

GOV.UK was the first attempt to transform how the UK does government. Launching in 2012, the publishing platform brought together over 300 government agencies and arm’s length bodies’ websites within 15 months. Replacing DirectGov and Business Link alone saved more than £60m a year. Early testing also showed GOV.UK was simpler for users, with 61% completing tasks on the new Business Link section; compared to 46% on the old website.

GOV.UK Verify has also been introduced – an identity assurance platform which allows people to prove who they are when using government services. The common service is the first of its kind and is being used by organisations such as HM Revenue & Customs (HMRC) and the Department for Environment, Food & Rural Affairs (DEFRA) to build new services.

More recently, GOV.UK Notify, a service which sends text messages, emails or letters, has sent notifications to its first users. GOV.UK Pay also just secured compliance with the Payment Card Industry (PCI) Data Security Standard.

NHS

Although the GDS have taken the lead on platform thinking, the NHS launched NHS Jobs, a shared recruitment service, in 2003. The service has been remarkably successfully, generating over £1 billion in savings.

Mark Thompson suggests this is because of its platform approach. The Department of Health (DoH), working alongside Methods Consulting, convinced over 500 NHS employers to give up their own recruitment services and to make use of this common capability. The website is the biggest single employer recruitment site in Europe, with one unique visit every two seconds. The service has also become a valuable commodity with suppliers willing to provide the service at near cost, and compete on providing innovative services. The creation of this high quality recruitment service has therefore become a spur for innovation – something which is at the heart of Tim O’Reilly’s work on Government as a Platform.

Local government

Adur and Worthing council have recently taken a platform approach to their digital transformation. Paul Brewer, digital lead for the council, notes that it was struggling on several fronts, including IT outages and systems replicating inefficient paper-based processes.

To solve this problem, the council went through a capability mapping exercise. They identified departments which had common functions, such as undertaking case management, taking payments and booking appointments for customers. With this roadmap, they developed a CRM system to manage customer interactions (including social media), and purchased a platform which supports the creation a range of new IT products. The new approach enabled the council’s waste management service to support full mobile and remote working. Within a year, the department saved £20,000 on software and the equivalent of 1.5 staff members.

Interestingly, the council did not built their own platform, on the GDS model. Nor did they purchase an inflexible technology. Instead, they chose a third way by purchasing the building blocks of capability, and controlling where the capability was slotted in.

Final thoughts

The lack of knowledge about Government as a Platform within the civil service is somewhat disheartening. However, the GDS has introduced many new approaches to government and shown practically how they can work. Projects such as GOV.UK and GOV.UK Verify have been well received and countries such as New Zealand have looked towards the UK for their own digital transformation.

In August, the UK was ranked as global leader for e-participation on the United Nations E-Government Survey, ahead of Australia and South Korea.

Follow us on Twitter to see what developments in public and social policy are interesting our research team. If you found this article interesting, you may also like to read our other digital articles. 

Smart citizens, smarter state: from open government to smarter governance

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By Steven McGinty

Last year, a poll by Ipsos Mori found that only 16% of the British public trust politicians to tell the truth. Although scepticism is healthy for a democracy, these figures are significantly lower than in 1986, when 38% of the public trusted MPs “to place the needs of the nation above the interests of their own political party”

The British Social Attitudes survey attributes this decline in public confidence to the 2009 MPs’ expenses scandal. However, a more general dissatisfaction with institutions (the media, the police, and financial institutions) – who have all had their own scandals – may also be a factor.

With this decline in trust, it’s not too surprising that the British public are calling for greater transparency and more ‘open government’.

What is open government?

According to Professor Beth Simone Noveck’s book, ‘Smart Citizens, Smarter State: The Technologies of Expertise and the Future of Governing’, open government involves moving away from a ‘closed-door model’ of governance to one where government institutions connect with people and organisations from a diverse range of backgrounds. This includes citizens, academics, voluntary organisations and the commercial sector.

Examples of citizen involvement

The commercial sector has already benefited from greater citizen involvement. For instance, Facebook, which relies heavily on its 1.44 billion monthly users to generate content, is valued at over $300 billion. This is three or four times more than traditional US media companies such as CBS and Viacom. Netflix, a global streaming service for movies and TV series, also sought to benefit from outside talent by offering a million dollars to researchers who could improve their ability to make recommendations for their subscribers.

However, it’s not just about the commercial sector. Galaxy Zoo, an online citizen science project, has been very successful thanks to its pool of ‘citizen scientists’, who help translate raw information into useful scientific knowledge. In its first year, the project created 50 million ‘classifications’. To date, the project has published 48 articles using the data classified by volunteers.

Benefits of open government

In her book, Professor Noveck includes an example of how government might reduce reoffending. She explains that to initially understand the problem data scientists are required to interpret the data. Legal scholars, practitioners and victims’ groups are also needed to help understand the practical realities of the criminal justice system.  Using this scenario, she describes how professionals, such as psychologists and social scientists could design pilot projects to reduce reoffending.

Professor Noveck argues that increasing openness could provide greater insights and a more legitimate form of government. She suggests that open government has the potential to restore trust in public institutions.

Failure of open government

In 2010, the Coalition Government consulted the public on its programme for government. The website received a total of 9,500 official responses; although no government policies were changed as a result.

At the time, The Guardian described this as a failure, and Simon Burall, Director of Involve, a group advising bodies on consultation, warned that

“You have to give the government some credit for trying to do this, but badly designed consultations like this are worse than no consultations at all. They diminish trust and reduce the prospect that people will engage again.”

Although a proponent for more open governance, Professor Noveck concedes that government initiatives to involve citizens, like the one introduced by the previous UK government, have failed.  She claims that the ad-hoc nature of these programmes and the long standing culture of closed-door practices present major barriers.

Smarter governance

Therefore, Professor Noveck advocates a move towards, what she calls, ‘smarter governance’. In essence, this means that institutions should look to target and match specific people with the right opportunities – which is now possible thanks to ‘technologies of expertise’. Well known platforms such as LinkedIn allow individuals to be found based on their particular skills. And online learning platforms such as the Khan Academy provide ‘badges’ to indicate the mastery of skills.

In the UK, the app GoodSAM, which evolved from London’s Air Ambulance service, is designed to alert approved medical professionals when an emergency is nearby, so that potentially lifesaving treatment can be administered.

In the US, the New York Police department maintains a database of its employees’ abilities, ranging from language skills to hobbies, such as yoga or beekeeping. The department takes the tasks of collating skills very seriously, with all new recruits completing a form as part of the human resources process. Having this knowledge allows senior officers to make better use of their staff abilities, and provide a better service.

Conclusions – “More Minecraft, less statecraft”

Professor Noveck concludes her book by calling for positive steps to ensure that institutions not only listen to advisory boards and formal committees, but also include the citizen experience and wider expertise. She recommends that there should be a diverse range of conversations between government and its citizens, and that reinventing the processes of decision making should be a matter of urgency.

The Idox Information Service includes a traditional library service offering a range of physical books, documents and reports.  The book, ‘Smart Citizens, Smarter State: The Technologies of Expertise and the Future of Governing’, by Professor Beth Simone Noveck, is the latest addition to our collection, and can be borrowed by Information Service members.  If you would like to subscribe to the Information Service please contact us at AskTheResearchTeam@idoxgroup.com

 

Top 5 trends for public sector technology

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The Word 'Digital' on metal

Image from Flickr user Ged Carroll via Creative Commons

By Steven McGinty

At the Idox Information Service, we like to keep up to date with the latest developments in public sector technology. Whether it’s what new digital services are on the market or which direction the government is heading in, we like to monitor everything that could potentially have an impact on our customers, as well as, of course, ourselves.

With the pace of change though, sometimes it’s a good idea to stand still and reflect. Therefore, we’ve decided to sit down, analyse the trends of the day, and produce our very own list of top 5 public sector tech trends.

Here’s what we’ve come up with:

Government as a platform

The recent election win by the Conservatives provides a certain level of continuity for the Government Digital Service (GDS). Over recent years they have been heavily involved in the implementation of ‘government as a platform’. They describe it as:

“a common core infrastructure of shared digital systems, technology and processes on which it’s easy to build brilliant, user-centric government services”.

The most high profile example of the government as a platform approach is the GOV.UK website. In 15 months the government has shifted from having over 300 government agency and arm’s length body websites to having information delivered through just one single website.

The GDS has also introduced GOV.UK Verify, a platform that allows citizens to prove who they are when using government services. At the moment, several government departments have signed up, including HM Revenue and Customs (HMRC), the Department for Environment, Food & Rural Affairs (DEFRA) and Department for Business, Innovation & Skills (BIS).

It is likely that government as a platform will continue, with new government departments and agencies moving onto GOV.UK and GOV.UK Verify. The Chancellor, George Osborne, also announced a greater role for the GDS in working with local government. The result could be a greater use of government as a platform principles in local government.

Government austerity

The issue of tackling the budget deficit was a major theme of the last election. It’s widely accepted that savings will have to be made if the government is to reach its goal of running a surplus by the end of the parliament.  The Local Government Association highlight that local authorities may be particularly affected, estimating cuts of approximately 9% next year. Although it will be interesting to see if a recent warning against further cuts, which has come from Conservative Councillors, will make a difference.

Either way, this will have an impact for technology. It could mean that councils will be looking to find technical solutions to create efficiency savings. We have also seen local authorities working more closely together and sharing services in order to drive down costs.

Data driven decisions (analytics)

The public sector has been using data collected from a variety of channels to provide more efficient and effective public services. Government services are being moved online and users are being encouraged to make this their first port of call.

For instance, Essex County Council has been using analytical and diagnostic methods from the commercial sector to map the ‘customer journey’. They applied this approach to the booking of Adult Learning courses, which requires customers to interact with a number of systems.

‘Open government’

In January, the Speaker’s Digital Democracy Commission published a report on how technology can be used to improve democracy in the UK. Some of the main proposals include:

  • Ensuring that Parliament is fully interactive and digital by 2020;
  • Introducing secure online voting for citizens by 2020;
  • Making sure that published information is freely available in formats suitable for re-use;
  • Using new technologies and social media to help explain the role of the Houses of Commons and increase public engagement.

Health and social care

Health and social care is a key area for technology. The policy of health and social care integration means that technical solutions are required to manage and share information.  Although this has been an issue for decades, the demand for greater savings has meant that this has become a real issue. It will also be necessary to meet new legislative requirements, such as the reporting requirements introduced through the Care Act.

Further Reading:

We regularly write about public sector technology, and how technology based solutions can help drive improvements in public sector service delivery. Other recent blogs include: